This section contains the list of unauthorised websites, investment products, companies and individuals.
This list includes:
- Persons carrying on or hold himself out as carrying on the following regulated activities without a licence from the SC:
- Dealing in securities;
- Dealing in derivatives;
- Fund management;
- Advising on corporate finance;
- Investment advice;
- Financial planning; and
- Dealing in private retirement schemes
- Persons operating a recognised market without authorisation.
- Persons issuing or offering securities without approval, authorisation or recognition.
- Persons misusing SC’s logo and misrepresenting the SC.
Source : www.sc.com.my
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